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Special Issue “Environmental Policy and Governance: Evolutionary Perspectives”

This Special Issue explores evolutionary perspectives on environmental policy and governance. It focuses on human attempts to plan, organize and steer their physical environment. Steering is a matter of coordination, of managing the effects of policy in the world and in governance itself. Environmental governance can be a matter of limiting damage to and enhancing the quality of physical environments, it can be natural resource governance and it can be focused on the development of rural economies—often tied to their physical environment. In other words, through environmental governance, people try to understand and attempt to organize their environment. The authors in this Special Issue demonstrate that understanding and organizing are constantly co-evolving. How something is conceptualized within governance and the position that perspective takes in governance, shapes and at the same time is shaped by traditions of organizing, rooted in the presence of particular actors, institutions and forms of knowledge. The co-evolution of these different elements never ceases, and therefore the interplay between power and knowledge takes places before, during and after the formulation of policies, plans and laws for the environment. Policies are reused, reinterpreted, reinforced and undermined in a context of changing actors, institutions and forms of knowledge implied in the taking of collectively binding decisions.

Why Governance Is Never Perfect: Co-Evolution in Environmental Policy and Governance

Kristof Van Assche, Monica Gruezmacher and Raoul Beunen

Editorial Full text

Evolutionary Perspectives on Environmental Governance: Strategy and the Co-Construction of Governance, Community, and Environment

Raoul Beunen, Kristof Van Assche and Monica Gruezmacher

The attention to sustainability transformations and related processes of learning, innovation, and adaptation has inspired a growing interest in theories that help to grasp the processes of change in governance. This perspective paper and the Special Issue of which it is part explore how evolutionary perspectives on environmental governance can enrich our understanding of the possibilities and limits of environmental policy and planning. The aim of this paper is to highlight some key notions for an evolutionary understanding of governance theory and to show how such an evolutionary perspective can help to develop a more integrated perspective on environmental governance in which the temporal dimension and the effects of steering attempts play a pivotal role. It is argued that the effects of environmental governance on the material environment, community, and governance itself must be considered in their interrelation. Such insight in couplings and co-evolutions can be of great value in the everyday practice of environmental policy and governance and even more so when attempting to transform the governance system towards more ambitious and coordinated goals. View Full-Text

Relating Social and Ecological Resilience: Dutch Citizen’s Initiatives for Biodiversity

Roel During, Kristof Van Assche and Rosalie Van Dam

Social resilience and ecological resilience are related and distinguished, and the potential of social resilience to enhance resilience of encompassing social-ecological systems is discussed. The value of resilience thinking is recognized, yet social resilience needs to be better understood in its distinctive qualities, while resisting identification of social resilience with one particular form of governance or organization. Emerging self-organizing citizen’s initiatives in The Netherlands, initiatives involving re-relating to nature in the living environment, are analyzed, using a systems theoretical framework which resists reduction of nature to culture or vice versa. It is argued that space for self-organization needs to be cultivated, that local self-organization and mobilization around themes of nature in daily life and space have the potential to re-link social and ecological systems in a more resilient manner, yet that maintaining the diversity of forms of knowing and organizing in the overall governance system is essential to the maintenance of social resilience and of diverse capacities to know human-environment relations and to reorganize them in an adaptive manner. Conclusions are drawn in the light of the new Biodiversity Strategy. View Full-Text

The Importance of a Natural Social Contract and Co-Evolutionary Governance for Sustainability Transitions

Patrick Huntjens and René Kemp

The coronavirus disease 2019 (COVID-19) pandemic offers an opportunity for dealing with persistent problems, through a transformative recovery process. It is a crisis that offers opportunities for dealing with three interrelated crises: the ecological crisis (climate change, loss of biodiversity, resource depletion, pollution and ecosystem destruction), the confidence crisis (people losing trust in government, politics, companies, regular news channels, science, each other and the future), and the inequality crisis (the widening of the gap between rich and poor). Our argument is that sustainability transitions will not succeed without a different economy and another social contract with rights and duties of care for the environment and the well-being of others, including future generations. A different social contract is not only desirable from the point of view of sustainability and fairness, and justice and equality, but it is also necessary to restore citizens’ trust in politics, government, companies and each other. In the paper we discuss mechanisms towards a Natural Social Contract: systemic leverage points for system transformations and possibilities for co-evolutionary governance by actor coalitions interested in transformative change. The combination of those three elements helps to synchronize different agendas and reduce the chance that they will work against each other. View Full-Text

Regional Cooperation in Waste Management: Examining Australia’s Experience with Inter-municipal Cooperative Partnerships

Steven Tobin and Atiq Zaman

Effective governance and inter-organisational cooperation is key to progressing Australia’s journey toward the circular economy. At the local governance level, inter-municipal cooperative partnerships in waste management (‘IMC-WM’ partnerships) are a widespread phenomenon throughout Australia, and the world. This paper aims to analyse waste management in Australia through a governance perspective and inaugurate the scholarship on understanding the complex interactions between actors and institutions designed for regional cooperation. To this end, we explore the partnerships’ institutional characteristics, joint activity outputs and the internal relations observed between participants. Data were collected through a nationwide census survey of Australia’s IMC–WM partnerships and a short online questionnaire to the municipal policy actors (councillors, executives and council officers) who participate in them. The investigation observes that a diversity of innovative institutional responses has emerged in Australia. However, within these partnerships, a culture of competitiveness antithetical to sustainability is also detected. Despite competitive behaviours, the partnerships perform very well in cultivating goodwill, trust, reciprocity and other social capital values among their participants—as well as a strong appreciation of the complexity of municipal solid waste (MSW) policy and the virtues of regional cooperation. This dissonance in attitudes and engagement dynamics, it is suggested, can be explained by considering the cultural-cognitive influence of broader neoliberalist paradigms. As the first scholarly investigation into Australia’s experience with regional cooperation in waste management, this research reveals the macro-level structures and ascendent micro-institutional dynamics shaping the phenomenon. View Full-Text

To See, or Not to See, That Is the Question: Studying Dutch Experimentalist Energy Transition Governance through an Evolutionary Lens

Martijn Gerritsen, Henk-Jan Kooij, Martijn Groenleer and Erwin van der Krabben

Experimentalist forms of governance have burgeoned across policy areas and institutional contexts in recent years. Recognizing that experimentalist forms of governance can evolve along a plethora of distinct pathways, this paper inquires how the evolutionary nature of experimentalism can be explored in greater depth. Linking the framework of experimentalist governance to that of Evolutionary Governance Theory (EGT), the paper identifies three driving mechanisms of contingency in experimentalism: governance being (1) self-referential, (2) rooted in observation, and (3) steered by dependencies. The paper then refers to recent efforts in the realm of energy transition governance in the Netherlands to illustrate how these contingency mechanisms can help to interrogate the variegated evolutionary pathways that experimentalist governance may have in practice. Building on this Dutch empirical context, the paper puts forward evolutionary path- and context-mapping as a fruitful tool for identifying and disentangling the myriad of pathways along which experimentalism may manifest itself. View Full-Text

Shock and Conflict in Social-Ecological Systems: Implications for Environmental Governance

Kristof Van Assche, Monica Gruezmacher and Raoul Beunen

In this paper, we present a framework for the analysis of shock and conflict in social-ecological systems and investigate the implications of this perspective for the understanding of environmental governance, particularly its evolutionary patterns and drivers. We dwell on the distinction between shock and conflict. In mapping the relation between shock and conflict, we invoke a different potentiality for altering rigidity and flexibility in governance; different possibilities for recall, revival and trauma; and different pathways for restructuring the relation between governance, community and environment. Shock and conflict can be both productive and eroding, and for each, one can observe that productivity can be positive or negative. These different effects in governance can be analyzed in terms of object and subject creation, path creation and in terms of the dependencies recognized by evolutionary governance theory: path, inter-, goal and material dependencies. Thus, shock and conflict are mapped in their potential consequences to not only shift a path of governance, but also to transform the pattern of self-transformation in such path. Finally, we reflect on what this means for the interpretation of adaptive governance of social-ecological systems. View Full-Text

Evolutionary Perspectives on the Commons: A Model of Commonisation and Decommonisation

Prateep Kumar Nayak and Fikret Berkes

Commons (or common-pool resources) are inherently dynamic. Factors that appear to contribute to the evolution of a stable commons regime at one time and place may undergo change that results in the collapse of the commons at another. The factors involved can be very diverse. Economic, social, environmental and political conditions and various drivers may lead to commonisation, a process through which a resource is converted into a joint-use regime under commons institutions and collective action. Conversely, they may lead to decommonisation, a process through which a commons loses these essential characteristics. Evolution through commonisation may be manifested as adaptation or fine-tuning over time. They may instead result in the replacement of one kind of property rights regime by another, as in the enclosure movement in English history that resulted in the conversion of sheep grazing commons into privatized agricultural land. These processes of change can be viewed from an evolutionary perspective using the concepts of commonisation and decommonisation, and theorized as a two-way process over time, with implications for the sustainability of joint resources from local to global. View Full-Text

Mine housing in the South African coalfields

Historically, many mining companies in South Africa housed their white workforce in towns established and managed by the company and their black workforce in single-sex hostels or compounds. By the early 2000s, most company towns had been ‘normalised’, the mining industry had abolished the compound system and homeownership had become the dominant policy goal. We use evolutionary governance theory and the concepts of social disruption and place attachment to reveal two problems: the path dependency of the migrant labour system and the goal dependency of government policy. To illustrate the effects on the residents of a coal mining town, we identify three housing clusters: renters, homeowners and informal settlers. Using findings from a survey of one South African mining town (Emalahleni), we show how the housing system created by normalisation places undue pressure on municipal services. We argue that by ignoring the continued migration and the likelihood of mine decline or closure government policy is putting homeowners at risk.

Cloete, J., & Marais, L. (2020). Mine housing in the South African coalfields: the unforeseen consequences of post-apartheid policyHousing Studies, 1-19.

Institutional Work in Environmental Governance

In this Special Issue of the Journal of Environmental Planning and Management, we interrogate and evaluate the concept of institutional work in the domain of environmental governance, by bringing together diverse papers spanning a range of substantive and theoretical approaches. The papers apply the concept of institutional work across fields of regional development, water governance, climate change adaptation, and urban planning, and disciplines of planning, sociology, political science, geography, and anthropology. As a whole, the Special Issue contributes to a growing body of literature exploring the role of agency in processes of institutional change. This has implications for environmental governance scholarship, which emphasizes the role of institutions across all scales from local to global and to understanding transformations in governance systems within which institutional change plays a central role.

Papers in the Special Issue

The special issue begins with a paper by Raoul Beunen and James Patterson titled “Analysing institutional change in environmental governance: exploring the concept of ‘institutional work’”, which critically reflects on the notion of institutional work and its potential for contributing to understanding institutional change in environmental governance. It elaborates on the intellectual background of the concept beginning with its use in the domain of organisational studies, but then extends into some of the particularities of the domain of environmental governance. This leads to recommendations about how institutional work should be reconceptualised to encompass both purposive and non-purposive actions, and the effects of these actions.

Lotte Bontje, Sharlene Gomes, Zilin Wang and Jill Slinger, in their paper “A narrative perspective on institutional work in environmental governance – insights from a beach nourishment case study in Sweden” study the different narratives through which actors link discourses with institutions. These narratives reflect ideas about social-environmental issues, the relevance and impact of existing institutions, and the need for alternative ones. It shows how these different narratives function as institutional work.

Kristof Van Assche, Monica Gruezmacher and Leith Deacon, in their paper “Mapping institutional work as a method for local strategy; learning from boom/bust dynamics in the Canadian west” explore the theoretical and the practical relevance of institutional work for analysing complex landscape dynamics. They show that institutional work can be a useful analytical tool for researchers and practitioners alike, to inform strategising for institutional change.

Saskia Bisschops and Raoul Beunen, in their paper “A new role for citizens’ initiatives: the difficulties in co-creating institutional change in urban planning” apply institutional work to analyse how different forms of institutional work interact and how these interactions are shaped by various contingencies. They show that both purposive and non-purposive actions matter, and that attempts to change institutions might lead to a series of actions through which institutions are in fact maintained, rather than changed.

Emmy Bergsma, Mendel Giezen, Bart Schalkwijk and Chris Büscher, in their paper “Adapting to new realities: an analysis of institutional work in three cases of Dutch infrastructure planning” explore different institutional environments in which Dutch infrastructure planning organisations try to shape institutional change. Their paper points to the nested nature of institutions and shows how a focus on institutional work can increase the reflective capacity of both researchers and organisations.

Tanya Heikkila and Andrea Gerlak, in their paper “Working on learning: how the institutional rules of environmental governance matter” build on the idea of reflective capacity by exploring how rules structuring an environmental governance arena can enable or constrain institutional work. They analyse how formal and informal rules shape learning processes, and point to forms of institutional work that can help to foster learning.

Monica Vasile, in her paper “The enlivenment of institutions: emotional work and the emergence of contemporary land commons in the Carpathian Mountains” places emphasis on the role of emotion in institutional work. This shows how institutional changes emerge from the complex relations between actions and actors, in which institutional work is often non-purposive. It also brings attention to the histories of specific places and to the interplay between institutions and encompassing flows of narratives.

Chris Riedy, Jennifer Kent and Nivek Thompson, in their paper “Meaning work: reworking institutional meanings for environmental governance” further explore the importance of meaning making processes. They draw on two cases studies, one about local democratic innovation employed by Noosa Council in Queensland, Australia and another about the international campaign to divest from fossil fuels, to analyse the narratives that actors create and mobilise in order to promote institutional changes. They show that institutional work may in practice centre on ‘meaning work’.

Lastly, Jeremy Pittman, in his paper “The struggle for local autonomy in biodiversity conservation governance” explores the multi-level context of institutional work, focussing on actions through which local actors aim to create and maintain local autonomy. Analysing biodiversity conservation in the Canadian prairies, it shows how local actors struggle to find a balance between higher level rules and local practices. This brings attention to the multiple sets of (formal and informal) institutions that matter in a particular context, and that institutional work may involve actors within a single arena or across different levels.

Patterson, J. J., & Beunen, R. (2019). Institutional work in environmental governance. Journal of Environmental Planning and Management.

The special issue was edited by Raoul Beunen and James Patterson from the Open Universiteit, the Netherlands. It is part of the research project Learning and Innovation in Resilient Systems.

 

Social networks, collective action and the evolution of governance for sustainable tourism on the Gili Islands, Indonesia

This article examines how social networks among actors in the tourism sector have facilitated the evolution of self-organized institutions for governance on the island of Gili Trawangan, Indonesia. Increasing tourism for SCUBA diving and nightlife is driving rapid social-ecological change and challenges for sustainability in relation to waste management, social-political cohesion and conservation. While strong social networks were a sufficient means to initiate governance among the island’s few early businesses in the 1990’s and early 2000’s, an increasing number of actors (i.e., new SCUBA businesses and hotels) and more tourists are challenging the ability of social networks to be the foundation of effective governance, where there is now an evident need for the evolution of governance to more effectively address sustainability challenges. This article combines quantitative social network analysis with the qualitative analysis of interview data, participant observations and an ethnographic examination of the island’s changing social-political sphere of cooperation to examine the evolution of governance. Our results can be separated into two parts. (1) From past to present, examining how governance institutions and collective action have emerged from strong social networks. (2) From present to future, how these social networks are being undermined as the foundation for the island’s governance institutions that they created, due to growth and changing social-ecological conditions. This article draws on Evolutionary Governance Theory (EGT) as an overarching frame to examine the linkages between social networks and collective action, looking specifically at the role of multi-level governance, institutional change, path dependencies and discourse analysis.

Partelow, S., & Nelson, K. (2018). Social networks, collective action and the evolution of governance for sustainable tourism on the Gili Islands, IndonesiaMarine Policy.

 

Community power and institutional dependence in the renewable energy sector

The speed and progress of transitions towards renewable energy systems varies greatly between European member states. Among others, these differences have been attributed to the emergence of grassroots initiatives (GIs) that develop radical ideas and sustainable practices. The goal of this paper is to understand the differences in the emergence of GIs for renewable energy in relation to the institutional characteristics of Denmark, the Netherlands and Sweden. We analyze the possibilities of GIs to emerge and act within three dimensions: the material-economic, the actor-institutional and discursive dimension. We conclude that conditional factors lie within the material-economic dimension in terms of the biophysical conditions, the structure of the economy, energy dependency and the energy market. Within the actor-institutional dimension, we conclude that the presence or absence of fossil fuel incumbents, such as regional utilities, strongly influence the possibilities of GIs. Within the discursive dimension, openness for alternative discourses proved to be enabling for GI-activities, as well as democratized knowledge production. In addition to these conditions of possibility, GIs can also act despite dominant institutions, albeit limited. Finally, GIs need a strong network with knowledge institutes, technology developers and political parties in order to achieve institutional change that enables GIs to flourish. Without institutional space, GIs remain subjected to the dominant power-relations, and cannot exert much influence upon the energy system.

Henk-Jan Kooij, Marieke Oteman, Sietske Veenman, Karl Sperling, Dick Magnusson, Jenny Palm, Frede Hvelplund (2017) Between grassroots and treetops: Community power and institutional dependence in the renewable energy sector in Denmark, Sweden and the Netherlands. Energy Research & Social Science, 37: 52–64

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