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Steering in Governance: evolutionary perspectives

Steering has negative connotations nowadays in many discussions on governance, policy, politics and planning. The associations with the modernist state project linger on. At the same time, a rethinking of what is possible by means of policy and planning, what is possible through governance, which forms of change and which pursuits of common goods still make sense, in an era of cynicism about steering yet also high steering expectations, seems eminently useful. Between laissez faire and blue-print planning are many paths which can be walked. In this thematic issue, we highlight the value of evolutionary understandings of governance and of governance in society, in order to grasp which self-transformations of governance systems are more likely than others and which governance tools and ideas stand a better chance than others in a particular context. We pay particular attention to Evolutionary Governance Theory (EGT) as a perspective on governance which delineates steering options as stemming from a set of co-evolutions in governance. Understanding steering options requires, for EGT, path mapping of unique governance paths, as well as context mapping, the external contexts relevant for the mode of reproduction of the governance system in case. A rethinking of steering in governance, through the lens of EGT, can shed a light on governance for innovation, sustainability transitions, new forms of participation and self-organization. For EGT, co-evolutions and dependencies, not only limit but also shape possibilities of steering, per path and per domain of governance and policy.

Table of Contents:

Steering in Governance: Evolutionary Perspectives
www.cogitatiopress.com/politicsandgovernance/article/view/4489
By Raoul Beunen and Kristof Van Assche

Steering as Path Creation: Leadership and the Art of Managing Dependencies and Reality Effects
www.cogitatiopress.com/politicsandgovernance/article/view/4027
By Kristof Van Assche, Martijn Duineveld, Monica Gruezmacher and Raoul Beunen

Economic Transitions in South Africa’s Secondary Cities: Governing Mine Closures
www.cogitatiopress.com/politicsandgovernance/article/view/4032
By Lochner Marais, Verna Nel, Kholisa Rani, Deidré van Rooyen, Kentse Sesele, Phia van der Watt and Lyndon du Plessis

Irritation Design: Updating Steering Theory in the Age of Governance
www.cogitatiopress.com/politicsandgovernance/article/view/4075
By Marc Mölders

Social Investment Policies in the EU: Actively Concrete or Passively Abstract?
www.cogitatiopress.com/politicsandgovernance/article/view/4079
By Gaby Umbach and Igor Tkalec

Strategy and Steering in Governance: The Changing Fates of the Argentine Planning Council
www.cogitatiopress.com/politicsandgovernance/article/view/4089
By Rodrigo Alves Rolo, Kristof Van Assche and Martijn Duineveld

What Is the Role of the Government in Wildlife Policy? Evolutionary Governance Perspective
www.cogitatiopress.com/politicsandgovernance/article/view/4106
By Krzysztof Niedziałkowski and Renata Putkowska-Smoter

Mitigating Pro-Poor Housing Failures: Access Theory and the Politics of Urban Governance
www.cogitatiopress.com/politicsandgovernance/article/view/4113
By Katja Mielke and Helena Cermeño

Policy Assemblages and Policy Resilience: Lessons for Non-Design from Evolutionary Governance Theory
www.cogitatiopress.com/politicsandgovernance/article/view/4170
By Kris Hartley and Michael Howlett

Rethinking strategy

This paper presents a novel framework for analyzing the formation and effects of strategies in environmental governance. It combines elements of management studies, strategy as practice thinking, social systems theory and evolutionary governance theory. It starts from the notion that governance and its constitutive elements are constantly evolving and that the formation of strategies and the effect strategies produce should be understood as elements of these ongoing dynamics. Strategy is analyzed in its institutional and narrative dimensions. The concept of reality effects is introduced to grasp the various ways in which discursive and material changes can be linked to strategy and to show that the identification of strategies can result from prior intention as well as a posteriori ascription. The observation of reality effects can enhance reality effects, and so does the observation of strategy. Different modes and levels of observation bring in different strategic potentialities: observation of self, of the governance context, and of the external environment. The paper synthesizes these ideas into a framework that conceptualizes strategies as productive fictions that require constant adaptation. They never entirely work out as expected or hoped for, yet these productive fictions are necessary and effective parts of planning and steering efforts.

Van Assche, K., Beunen, R., Gruezmacher, M., & Duineveld, M. (2020). Rethinking strategy in environmental governanceJournal of Environmental Policy & Planning, 1-14.

Governance and the coastal condition: Towards new modes of observation, adaptation and integration

The conceptual framework of evolutionary governance theory (EGT) is deployed and extended to rethink the idea of coastal governance and the possibilities of a coastal governance better adapted to challenges of climate change and intensified use of both land and sea. ‘The coastal condition’ is analyzed as a situation where particular modes of observation and coordination were possible and necessary, and those observations (and derived calculations of risk and opportunity) are valuable for the governance of both land and an argument is constructed for a separate arena for coastal governance, without erasing the internal logic of pre-existing governance for land and sea. This entails that coastal governance is destined to be a place of (productive) conflict, as much as of policy integration. Policy integration will be more difficult and more important in coastal governance, as this is an arena where the effects of many land based activities and activities at sea become visible and entangled. Policy integration in coastal governance does however require deep knowledge of the governance path and existing forms of integration there (e.g. in planning), and it exists in an uneasy tension with the requirements of adaptive governance. This tension further contributes to the complexity and complex-prone character of coastal governance. Neither complexity nor conflict can be avoided, and coastal governance as an image of balanced decision- making is (positively) presented as a productive fiction.

Van Assche, K., Hornidge, A. K., Schlüter, A., & Vaidianu, N. (2019). Governance and the coastal condition: Towards new modes of observation, adaptation and integrationMarine Policy.

 

Social licensing and mining in South Africa: Reflections from community protests at a mining site

Mining companies are increasingly being required to adhere to the requirements of a social licence to operate. Although this licence is largely seen as an informal agreement, the South African government is increasingly looking to formalise it. Social and labour plans and community trusts to ensure local ownership are two policy approaches used to foster the idea of a social licence to operate. We consider a case in which much conflict has been experienced. Based on 10 in-depth interviews and an assessment of court documents and media reports, our case study shows that community trusts should not be viewed as automatically ensuring a larger degree of local buy-in. They are problematic in many ways. In practice they could increase community conflict. They do not address historical concerns about dispossession and exclusion, and formalising local ownership in law will not necessarily resolve local conflicts. To create a community trust it is first necessary to identify a community, and communities are not necessarily unified structures. And finally, governance requirements complicate community trusts.

Matebesi, S., & Marais, L. (2018). Social licensing and mining in South Africa: Reflections from community protests at a mining siteResources Policy.

Power/knowledge and natural resource management: imagining, creating and protecting the commons

This special issue of Journal of Environmental Policy & Planning draws the attention to ongoing concerns about the management of natural resources (NRM): their exploration, extraction, processing, and commodification is still happening in ways that are perceived to be socially unjust and ecologically unsustainable. The special issue seeks to highlight how the Foucaultian notion of power/knowledge remains underused and underdeveloped in the realm of environmental and resource governance. The contributors argue that any improvement in NRM to social justice or sustainability will have to pass through the knot of power/knowledge. Revealing the actual functioning and effects of current NRM opens potential for critical thinking, shifts power relations and questions the core assumptions of experts or economic outcomes.

Content of the special issue:

 

Power/Knowledge in Natural Resource Management

Editorial
The will to knowledge: natural resource management and power/knowledge dynamics
Kristof Van Assche, Raoul Beunen & Martijn Duineveld

Article
Partnerships for development in the extractive sector: protecting subterranean interests?
Javier Arellano-Yanguas & María del Pilar Bernal-Gómez

Partnerships for Development (PfD) is the antidote that extractive industries have used over the last decade to counteract the proliferation of conflicts with local communities. Normatively, the concept of ‘partnership’ positions companies as actors on an equal footing with others in their attempts to collaborate to achieve development outcomes. This article analyses how the PfD strategy has been crafted and implemented in the extractive sector and assess its potential to contribute significantly to local development. Using the Foucauldian framework on power/knowledge and genealogy, we explain how, in a relatively short time, the interaction between context, preexisting discourses, and actors’ interests shaped the PfD discourse and made it famous. The second part of the paper goes beyond the normative conceptualisation and analyses the implementation of PfD through the case studies of the Antamina copper mine in Peru and the Pacific Rubiales oil operation in Colombia. The companies use the PfD discourse to advance their interest vis-à-vis the different stakeholders, minimising the risk of conflicts and cultivating their reputation. These companies resort to the fragmentation of bargaining spaces and rely on the legitimacy provided by paid experts. The result is that PfD has limited capacity to promote local sustainable development.

Article
Small-scale fisheries within maritime spatial planning: knowledge integration and power
Svein Jentoft

The coasts hold great potential for ‘Blue Growth’, and major industrial and infrastructural developments are already happening there. Such growth, however, comes with risks to marine ecosystems and coastal communities. Competition for space and resources intensifies, turning the coast into an area of social and political conflict, including contestation about knowledge. I argue that there is a need for institutional innovation that allows knowledge integration and conflict resolution to be more interactive and synergistic. The paper critically analyses discourses and practices of interactive governance and co-management while visiting Foucault’s power/knowledge concept for investigating the normativity and effects of participation discourses and practices. This is followed by a discussion of multiple governance paths and their different combinations of resources and forms of expert and local social and ecological knowledge so as to see how they can help resolve conflicts, and enhance governability within maritime spatial planning (MSP) in a way that also serves to create a level playing field for all stakeholders. A particular focus will be on the small-scale fisheries sector, which is the lest powerful stakeholder and the most vulnerable to external pressures. Will MSP help to empower or further marginalize small-scale fishers and fisheries communities?

Article
Natural capital and the political economy of wetland governance in Alberta
Marian Weber, Naomi Krogman, Lee Foote & Rebecca Rooney

The legitimacy of wetland decisions depends on how science and values are integrated and reflected in wetland management decisions. Natural capital and ecosystem services (ES) have become integral to how we think about ecosystem management however there is no consensus on how these concepts should be applied in management. Through the example of Alberta’s wetland policy, we show how policies designed to mainstream natural capital and ES in decision-making are aligned with liberal governance arrangements that emerged in the nineteenth century. There is a governance gap between individual wetland decisions and collective ecological outcomes. The Alberta wetland policy highlights three challenges to embracing the natural capital metaphor in a liberal government context: lack of consensus on policy objectives; case by case enforcement of policy leading to continued wetland drainage; and minimal consequences for non-compliance. The combination of norms about what is fair in terms of government intervention in land use decisions and scientific uncertainty about wetland ecosystem function makes it difficult to achieve consensus on limits to wetland loss contributing to continued loss of wetland ecological function. The discussion highlights the necessity of renewed political discourse about freedom, power, and justice in relation to collective economic and ecological security.

Article
Governing the water user: experiences from Mexico|
Edwin Rap & Philippus Wester

This article traces a policy shift that makes the ‘water user’ the main subject of water governance. From a Foucauldian perspective on governmentality these new subjectivities accompany neo-liberal governmental technologies to devolve autonomy from state institutions to an active user base, whilst retaining some ‘control at a distance’. The expectation is that individual subjects will incorporate control mechanisms and internalize norms and that this leads to new publicly auditable forms of self-regulation. The article questions the underlying assumption that policy necessarily accomplishes its strategic effects through governmentality. For this purpose, it draws on an ethnographic case study of how policy produced a new power/knowledge regime and how different societal actors and ‘user’ groups responded to that. The study specifically investigates the Mexican policy of irrigation management transfer during the 1990s, by which government transferred the public control over irrigation districts to locally organized water users’ associations (WUAs). The article argues that governmental technologies make and govern the ‘water user’ by discursively and materially constituting an organizational arrangement for user management (WUA), more than by directly acting on individuals’ self-regulated conduct. The analysis contributes to a broader reflection on the role of power/knowledge in natural resources management and decentralized resources governance.

Article
Power/knowledge and natural resource management: Foucaultian foundations in the analysis of adaptive governance
Kristof Van Assche, Raoul Beunen , Martijn Duineveld & Monica Gruezmacher

In this paper, we present a conceptual framework extending Foucaultian insights on the relations between power and knowledge to link up with current insights into studies of natural resource management (NRM) and more broadly environmental studies. We classify discourses in NRM according to understandings of social–ecological systems and argue that grasping those larger contexts can push NRM in a different direction, forming a base for more informed and inclusive decision-making. We then reconstruct the importance of materiality, the physical world, for the functioning of NRM within social–ecological systems. The concept of livelihoods is added to our developing Foucaultian frame, as material/discursive entwinements which structure responses of many stakeholders in NRM. Finally, we present an expansion of Foucaultian NRM into adaptive governance thinking as a logical outcome of basic insights into power/knowledge, developed and contextualized in current NRM and its critical analyses.

Article
Materiality in natural resource management: a systems theory view
Vladislav Valentinov

This short paper is a commentary on Van Assche et al.’s article [(2017). Power/knowledge and natural resource management: Foucaultian foundations in the analysis of adaptive governance. Journal of Environmental Policy and Planning, this issue]. A Luhmannian systems-theoretic perspective proposed in this commentary reaffirms the Foucaultian conceptualization of natural resource management as a site for the interaction of discourses constituting social reality through radical entwinements with materiality, with livelihoods being a key example of such entwinements. Several extensions of Duineveld et al.’s argument are proposed. First, the Luhmannian perspective stresses the problematic nature of such entwinements in view of the inherent system–environment adaptation problems. Second, the idea of livelihoods advocated by the authors is interpreted as the reflection of the sensitivity to the environment beyond the limits imposed by the systemic operational closure and complexity reduction. Third, it is argued that even though specific discursive constructions of materiality may underpin adaptive governance with respect to specific environmental segments, they cannot guarantee system–environment adaptation in any general sense, primarily in view of the unknowability of the environment and the incommensurability of discourses.

New book: Theory and applications

EGTIIThis new book in the series on Evolutionary Governance Theory (EGT) presents empirical studies and theoretical reflections on the most important concepts and their interrelations. Through this book we learn how communities understand themselves and their environment. Authors from different disciplines develop the EGT framework further and apply it to a wide range of governance issues covering topics such as welfare state governance, networks of power, climate change, water governance, natural resource management etc. The contributors reflect on the possibilities and limitations of steering, intervention, management and development in a world continuously in flux.

The book bridges the gap between more fundamental and philosophical accounts of the social sciences and applied studies, offering theoretical advancement as well as practical recommendations.

http://link.springer.com/book/10.1007%2F978-3-319-12274-8

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