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International Institute for Innovation in Governance

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planning

Flat ontology and evolving governance

This paper explores the consequences of a flat ontology for planning theory and practice through the lens of Evolutionary Governance Theory (EGT). It presents a perspective in which the ontological hierarchies assumed in planning and beyond are left behind, but also one that allows for understanding how hierarchies and binaries can emerge from and within governance and specifically planning. In this perspective planning is conceptualised as a web of interrelated social-material systems underpinning the coordination of policies and practices affecting spatial organization. Within this web, different planning perspectives and planning practices co-exist and co-evolve, partly in relation to the wider governance contexts of which they are part. We explore and deepen our understanding of the consequences of flat ontology by focusing on the interrelations between power and knowledge and the varied effects of materiality on planning and governance as materiality can play roles ranging from latent infrastructure to main triggers of change. We conclude our paper by assessing the consequences for the positionality of planning in society, stressing the need for more reflexive and adaptive forms of planning and governance, and reflection on what such forms of planning could look like. We argue that despite the abstract nature of discussions on ontology in and of planning, the conceptual shifts that result from thinking in terms of flat ontologies can significantly affect planning practices as it can inspire new ways of observing and organizing.

Keywords: Planning; Evolutionary Governance Theory; theory and practice; flat ontology

Beunen, R., Duineveld, M., Van Assche, K. (2021) Flat ontology and evolving governance: consequences for planning theory and practice . disP – The Planning Review 57 (2): 112-123.

Steering in Governance: evolutionary perspectives

Steering has negative connotations nowadays in many discussions on governance, policy, politics and planning. The associations with the modernist state project linger on. At the same time, a rethinking of what is possible by means of policy and planning, what is possible through governance, which forms of change and which pursuits of common goods still make sense, in an era of cynicism about steering yet also high steering expectations, seems eminently useful. Between laissez faire and blue-print planning are many paths which can be walked. In this thematic issue, we highlight the value of evolutionary understandings of governance and of governance in society, in order to grasp which self-transformations of governance systems are more likely than others and which governance tools and ideas stand a better chance than others in a particular context. We pay particular attention to Evolutionary Governance Theory (EGT) as a perspective on governance which delineates steering options as stemming from a set of co-evolutions in governance. Understanding steering options requires, for EGT, path mapping of unique governance paths, as well as context mapping, the external contexts relevant for the mode of reproduction of the governance system in case. A rethinking of steering in governance, through the lens of EGT, can shed a light on governance for innovation, sustainability transitions, new forms of participation and self-organization. For EGT, co-evolutions and dependencies, not only limit but also shape possibilities of steering, per path and per domain of governance and policy.

Table of Contents:

Steering in Governance: Evolutionary Perspectives
www.cogitatiopress.com/politicsandgovernance/article/view/4489
By Raoul Beunen and Kristof Van Assche

Steering as Path Creation: Leadership and the Art of Managing Dependencies and Reality Effects
www.cogitatiopress.com/politicsandgovernance/article/view/4027
By Kristof Van Assche, Martijn Duineveld, Monica Gruezmacher and Raoul Beunen

Economic Transitions in South Africa’s Secondary Cities: Governing Mine Closures
www.cogitatiopress.com/politicsandgovernance/article/view/4032
By Lochner Marais, Verna Nel, Kholisa Rani, Deidré van Rooyen, Kentse Sesele, Phia van der Watt and Lyndon du Plessis

Irritation Design: Updating Steering Theory in the Age of Governance
www.cogitatiopress.com/politicsandgovernance/article/view/4075
By Marc Mölders

Social Investment Policies in the EU: Actively Concrete or Passively Abstract?
www.cogitatiopress.com/politicsandgovernance/article/view/4079
By Gaby Umbach and Igor Tkalec

Strategy and Steering in Governance: The Changing Fates of the Argentine Planning Council
www.cogitatiopress.com/politicsandgovernance/article/view/4089
By Rodrigo Alves Rolo, Kristof Van Assche and Martijn Duineveld

What Is the Role of the Government in Wildlife Policy? Evolutionary Governance Perspective
www.cogitatiopress.com/politicsandgovernance/article/view/4106
By Krzysztof Niedziałkowski and Renata Putkowska-Smoter

Mitigating Pro-Poor Housing Failures: Access Theory and the Politics of Urban Governance
www.cogitatiopress.com/politicsandgovernance/article/view/4113
By Katja Mielke and Helena Cermeño

Policy Assemblages and Policy Resilience: Lessons for Non-Design from Evolutionary Governance Theory
www.cogitatiopress.com/politicsandgovernance/article/view/4170
By Kris Hartley and Michael Howlett

Long-term perspectives & strategy

The journal Futures has published a special issue on Long-term perspectives and strategy. This special issue analyses and reflects on relations between long term perspectives and strategies in governance. While dismissing high modernist planning and acknowledging constraints to long-term policies, the different contributions in this volume, each in their own way, contend that strategy is necessary to face the challenges of our times. The fifteen articles highlight different aspects of the possibilities of and limits to strategy in governance, to turn long-term perspectives into strategy and strategy into reality. They all examine how long- term perspectives and issues are constituted by different governance practices and emerge in rather different policy contexts, which points to the need to better understand the diverse interplay between strategy, long-term perspectives and patterns of policy integration. Furthermore, the contributions emphasize how long-range governance requires careful attention to issues of temporality, the management of uncertainty and the interplay between the short term and the long term.

Strategy for collectives and common goods: Coordinating strategy, long-term perspectives and policy domains in governance

Kristof Van Assche, Gert Verschraegen, Monica Gruezmacher

Strategic openings: On the productivity of blended long-term perspectives in spatial strategy. A Dutch case study

Ferry van de Mosselaer, Martijn Duineveld

Strategy’s futures

Liliana Doganova, Martin Kornberger

There is no such thing as a short-term issue

Michael K. MacKenzie

Assessing the options for combatting democratic myopia and safeguarding long-term interests

Jonathan Boston

Breaking through the epistemic impasse: Ending homelessness with the invention of ‘functional zero’ in the Anglo-American world

Joshua Evans, Tom Baker

What makes long-term perspectives endure? Lessons from Dutch nature conservation

Raoul Beunen, Iulian Barba Lata

Governing through strategies: How does Finland sustain a future-oriented environmental policy for the long term?

Vesa Koskimaa, Lauri Rapeli, Juha Hiedanpää

Anticipating and planning for mine closure in South Africa

Lochner Marais, Anri de Lange

Shaping future perspectives in policy advice under deep, long-term uncertainty. The case of the Dutch Delta Committee

S.A. Van ‘t Klooster, S.A. Veenman

Prospects of a transition to the knowledge economy in Saudi Arabia and Qatar: A critical reflection through the lens of spatial embeddedness and evolutionary governance theory

Abbas Ziafati Bafarasat, Eduardo Oliveira

Governing technological zones, making national renewable energy futures

Shana Lee Hirsch

‘Solving for X?’ Towards a problem-finding framework to ground long-term governance strategies for artificial intelligence

Hin-Yan Liu, Matthijs M. Maas

Reinvention paths and reinvention paradox: Strategic change in Western Newfoundland communities

Kristof Van Assche, Monica Gruezmacher, Kelly Vodden, Ryan Gibson, Leith Deacon

Strategic spatial planning through pragmatic blueprints: Forms and levels of adaptivity in modernist planning of the Dutch IJsselmeerpolders

Terry van Dijk

Futures Special Issue: Linking strategy, long term perspectives and policy domains in governance

Collective visions and expectations for the long- term future shape and influence what kind of governance strategies are used, while the latter encode, perform and transform what is meant by ‘long-term’ governance challenges and perspectives. The unique character of linkages between long term perspectives and strategies per institutionalized policy domain is something deserving investigation: water governance and pension policy each envision a long term, but these are different, and the translation into strategy follows different paths.

This investigation can shed a light on the possibilities and limits of strategies which link policy domains, which transcend their topical or geographical boundaries. Such strategies in some cases can materialize an imagined future for a community, the community associated with the governance system, a community which to a certain extent is always imagined but can nevertheless transform and be transformed by governance. Climate change policy can address an imagined world community, attempt to both create and change that community by strategy which aims to coordinate states and many policy domains within them. Locally, a comprehensive plan can aim to guide the development of a city, an pursue policy coordination through a spatial frame.

In this issue, we intend to bring together an interdisciplinary group of authors to investigate the relations between long term perspectives and strategies in governance. We would like to invite contributions from diverse disciplines, including but not limited to policy studies, environmental studies, public administration, planning, sociology, geography, cultural studies, political science, management studies. We are open to studies of all domains of governance, each marked by their own temporalities, forms of looking forward, remembering and coordinating, each with their own relations to other policy domains.

We argue that a more thorough understanding of the linkages between long term perspective, strategies and particular policy domains [and their values, narratives, strategies] in governance helps to grasp anew the possibilities and limitations of strategy in governance. One can speak of a reassessment of the possibilities of steering, of pursuing public goods at larger scales. Another contribution of this collection can be new insight in the possibilities and mechanics of so-called place based development, here not restricted to local, participatory, ‘community based’ development, but understood as development articulated in and pursued by governance in a particular spatial frame, either inside or beyond the sphere of local/regional/national government.

More information:

https://www.journals.elsevier.com/futures/call-for-papers/futures-special-issue-linking-strategy-long-term-perspective

The risky business of planning reform

In many countries throughout the EU recent planning reforms have reduced the possibilities for comprehensive and long-term planning. This paper explores the factors that explain why one of these countries, Poland, lost many of its tools for coordinating the policies and practices affecting spatial organization at the local level. The study, based on the discourses of spatial planners, traces the institutionalisation of local spatial planning in Poland since the 1920s identifying dominant policy paradigms and internal and external determinants leading to the reform in the early 1990s. It shows that the planning reform was driven by attempts to adapt planning institutions to changing political and legal environments after 1989. The new institutional framework that emerged from the reform failed to introduce alternative and effective forms of local spatial planning. Once options for planning were reduced, it became difficult to revive them. The case of Poland shows that a revision of long-term planning institutions might have unexpected outcomes and that it might be difficult to restore particular instruments and planning approaches once they have been removed from the toolbox of the planning system institutionalisation of local spatial planning in Poland since the 1920s identifying dominant policy paradigms and internal and external determinants leading to the reform in the early 1990s. It shows that the planning reform was driven by attempts to adapt planning institutions to changing political and legal environments after 1989. The new institutional framework that emerged from the reform failed to introduce alternative and effective forms of local spatial planning. Once options for planning were reduced, it became difficult to revive them. The case of Poland shows that a revision of long-term planning institutions might have unexpected outcomes and that it might be difficult to restore particular instruments and planning approaches once they have been removed from the toolbox of the planning system.

Niedziałkowski, K., & Beunen, R. (2019). The risky business of planning reform–The evolution of local spatial planning in Poland. Land Use Policy, 85, 11-20.

The Persistence of Tightly Coupled Conflicts. The Case of Loisaba, Kenya

Contributing to the debate on the multidimensional nature of resource-based conflicts in political ecology, and building upon Niklas Luhmann’s Social Systems Theory, we have studied the persistent and shifting nature of conflicts as well as their dependencies on other conflicts in and around Loisaba conservancy. This private conservancy is situated in northern Laikipia (Kenya). For a long time, its management was focused on wildlife conservation, high-end tourism and commercial ranching. Developments and events at neighbouring ranches and community conservation areas shifted this focus. Decades of more or less peaceful regional co-existence has recently transformed into conflictual, sometimes even violent situations. At first sight, these emergent conflicts seem related to recurrent droughts, competing resource dependencies, national elections, or incitements by wealthy and influential politicians. For this study, however, we conceptualise conflicts as particular kinds of discourses that emerge, exist and change. This happens not only according to their own internal logics, but also through their dependencies with other conflict discourses. In this paper, we characterise the relations between conflicts on a range from tight to loose couplings and introduce three related forms of coupling (overpoweringresisting, and resonating)to provide a more detailed understanding of how conflicts may interrelate.

Pellis A, Pas A, Duineveld M. The Persistence of Tightly Coupled Conflicts. The Case of Loisaba, Kenya. Conservation & Society 2018;16:387-96

Speculation, Planning, and Resilience: Case studies from resource-based communities in Western Canada

This paper investigates the linkages between speculation and resilience in resource-based communities (boomtowns) susceptible to economic swings (boom/bust) and reflect on the actual and possible roles of spatial planning to stabilize communities under conditions of boom, bust and speculation. The findings are based on a nested case study method, where the Western Canadian provinces of Alberta and British Columbia are investigated more in detail through semi-structured interviews (N = 145) in 12 case communities. The paper shows that spatial planning must be understood broadly to discern its effects on community resiliency, with resiliency understood as the coordination of spatial organization. Planning, then, is crucial at two stages of development: in the choice of a settlement model and afterwards in the spatial embodiment of that model. The paper further highlights the importance of expectations and managing expectations in understanding and re-thinking the linkages between speculation and resilience, and the importance of associated ideologies in risk assessment and conceptualizations of resilience.

Deacon, L., Van Assche, K., Papineau, J., & Gruezmacher, M. (2018). Speculation, Planning, and Resilience: Case studies from resource-based communities in Western CanadaFutures. https://doi.org/10.1016/j.futures.2018.06.008.

Re-learning Public Spaces Summer School: 28 th June – 30th June and July 3rd 2018 (AMSTERDAM/WAGENINGEN)

You are welcome to join the Re-learning Public Spaces Summer School: 28 th June – 30th June and 3rd July. The Summer School will further develop your thinking about the social impact of your research. It is connected to an event that turns around the concept of traditional academic conferences, in the sense that participants will spend most of their time doing fieldwork and generating new insights, rather than solely reporting on their ongoing research. The Summer School will thus have the set-up of an Action Research Lab.

You can find the learning outcomes on the website: theurbanpublic.com/summer-school/

Mapping institutional work

This paper investigates the potential of mapping institutional work in communities as a method for both analyzing and formulating local development strategy. Twelve Canadian case communities experiencing dramatic ups and downs (‘boom and bust towns’) serve as the empirical base. Analytically, it finds that institutional work for strategy takes on very diverse forms, some of them not described in the literature, and further identify a special class of institutional work associated with leadership. Normatively, it demonstrates that mapping institutional work can be a structured process of self-reflection underpinning strategy. For the Canadian case study, it finds that lack of local autonomy is often a stumbling block for strategy. More broadly, the paper conclude that mapping institutional work for strategy works best when governance evolutions are grasped as context, and when strategy itself is understood in its complex, multifaceted nature: a narrative, a way of linking institutions, and an institution in itself.

Van Assche, K., Gruezmacher, M., & Deacon, L. (2018). Mapping institutional work as a method for local strategy; learning from boom/bust dynamics in the Canadian west. Journal of Environmental Planning and Management, 1-21.

The paper is part of a special issue that explores the concept of institutional work in the context of environmental governance. It aims to develop a better insights in the actions that underly plannend and unplanned changes in evolving governance contexts.

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